You may wish to pay a colleague(s) at another university or institution for their participation on your sponsored project. You would pay them via a subrecipient agreement with their institution—as opposed to paying them individually as a consultant or contractor—when:
- They are collaborating with you on the scope and direction of the whole project;
- They are involved in the overall project design and/or development;
- They would be listed as co-authors on publications reporting project results;
- They would be using institutional resources, such as offices, office computers, labs, etc.;
- They would be overseeing students at their institution;
- They would be conducting project activities as part of the research/scholarly endeavors expected of them in their position at the institution.
Note: There may be times when it is more appropriate to pay another institution/organization via a professional services agreement, rather than a subrecipient agreement. Learn more about the difference between a professional services agreement and a subcontract.
When including subrecipients in your proposal, keep in mind:
- In your proposal budget and budget justification, you will need to break out all costs for the subrecipient separately just as you do for the overall project: salaries and wages, student salaries, fringe benefits, travel, supplies, F&A costs, etc.
- You will probably need to include your colleague's CV/ biographical sketch and list of current and pending grants, the same as you will do for yourself and any colleagues from your own institution; so request that information from your colleagues well in advance.
- When including a subrecipient in a proposal, your colleagues' institution's sponsored programs office will need to provide the following items to Sponsored Programs here at Appalachian before the proposal is submitted to the sponsor:
- Subrecipient Commitment Form (PDF) signed by that institution's authorizing official;
- Scope of work;
- Budget for the subrecipient's costs only;
- Budget justification for the subrecipient's costs only.
Under reporting requirements mandated by the Federal Funding Accountability and Transparency Act (FFATA), Appalachian must now verify that all subrecipients and vendors paid a cumulative amount of $25,000 or more in federal funds have both a:
- Valid CCR registration (Central Contract Registration);
- DUNS number (Dun and Bradstreet Universal Numbering System).
Please note: The University cannot issue a subrecipient agreement or purchase order until these requirements are met. Effective October 1, 2010, a DUNS number and CCR CAGE Code (a 5-digit federally assigned identifier) are required at the point of proposal submission.
- ASU Policy Manual
- Buy out
- Conflict of Interest at ASU and in the UNC system
- Export Controls
- External Professional Activities for Pay
- Faculty Handbook
- Human Subjects, Payments, and Recruitment
- IP Transfer
- Recombinant DNA
- Radiation Safety
- Responsible Conduct of Research
- Supplemental Pay
- UNCSO Masters/Policy
- Unmanned aircraft (Drones)